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FinCEN Seeking Comments on New Beneficial Owner Reporting Requirements

On April 5, 2021, the Financial Crimes Enforcement Network (“FinCEN”) released its advance notice of proposed rulemaking (“ANPRM”) to solicit public comments on questions pertinent to its implementation of the Corporate Transparency Act’s (“CTA”) beneficial owner reporting requirements. As discussed in a previous Energy Law Blog post, the CTA was adopted as part of the … Continue Reading

SEC Expands Investor Classes for Unregistered Securities Transactions

Yesterday the U.S. Securities and Exchange Commission adopted final rules that amend the definitions of “accredited investor” and “qualified institutional buyer” which are central to classifying investors that may participate in private offerings and investments under federal securities laws. A company wishing to offer or sell securities to the public must register those securities with … Continue Reading
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